What's Included

A comprehensive look at the templates and tools included in the Audit-Shield system.

Master Compliance Manual

Foundational internal manual for the firm's compliance and quality control.

Supervisory Oversight SOP

Procedures and checklists for ERO-led review and staff oversight.

Written Information Security Plan (WISP)

Template for meeting regulatory data security and incident response requirements.

Client Onboarding Pack

Engagement letters, GLBA privacy notices, and intake checklists.

Tax Operations Manual

Standard operating procedures for common tax-prep workflows.

Operational SOPs

Specific guides for W-2, 1099, 1095-A, 8879, and Bank Products.

Audit Log Templates

Structured logs for documenting internal reviews and control points.

Mock Audit Protocol

Internal procedure for testing your own binder's readiness.

Format & Delivery

Editable Templates

All master templates provided in editable formats for easy firm-level customization.

Read-Only Binder

A clean, non-editable PDF structure for reference and internal use.

Client-Ready Forms

Polished, client-facing documents ready to be customized with your logo.